What people say about Color and Money-

"Anyone interested in the inequities of the selective college admissions process will find Color and Money clear-eyed, hard-hitting, enlightening, and informative."--Rachel Toor, author of Admissions Confidential: An Insider's Account of the Elite College Selection Process.
"For those concerned about why the march toward social justice in America has faltered badly for nearly forty years, Peter Schmidt's Color and Money is a highly instructive--and greatly disturbing--guidepost." --Richard Kluger, author of Simple Justice: The History of Brown v. Board of Education and Black America's Struggle for Equality.
"An indispensible guide to the debate over affirmative action in the United States."--Michael Lind, author of The Next American Nation.
"This book is a must read for anyone concerned with access to higher education, especially to the nation’s elite universities, as well as with larger questions of social policy and social justice."--Terry MacTaggart, Former Chancellor, University of Maine System
"Books on the highly-charged issue of affirmative action are usually one-sided and inflammatory. Peter Schmidt's Color and Money is a wonderful exception. It provides an honest and fair examination that is also passionate and illuminating."--Richard D. Kahlenberg, Senior Fellow, The Century Foundation, and author of The Remedy: Class, Race, and Affirmative Action

Peter Schmidt is available as a speaker

Peter Schmidt is available to speak at colleges, bookstores, schools, churches, and at gatherings of education associations. His past speaking engagements are listed at the bottom of this Web site. If interested in having him appear, e-mail him at schmidt_peter@msn.com. He also is available as an expert source for journalists covering affirmative action. Those on a tight deadline should email him at peter.schmidt@chronicle.com.

Hear interviews with Peter Schmidt

Jack Lessenberry of Michigan Public Radio talked to Peter Schmidt about Color and Money in August. You can hear the interview here. Reading the book inspired Jack to write an essay on it, which you can read here. You also can hear Peter Schmidt talk about his book on the NPR program Justice Talking and in a Chronicle of Higher Education podcast.

Color and Money Is a College Course!

Many college professors are now using Color and Money in their classes, but Jack Dougherty, the director of the educational studies program at Trinity College in Connecticut, has gone a big step beyond. He has decided to name a freshman seminar "Color and Money" and to structure the class around the book. He has graciously agreed to share his syllabus, available here, for faculty members at other colleges who may have the same idea.


Monday, December 21, 2009

U. of Minnesota Remains Under Fire for Plan to Promote Sensitivity Among Teachers

The University of Minnesota-Twin Cities has come under heavy fire from conservative pundits and a prominent free-speech advocacy group over a task force's plan to ensure that graduates of its teacher training program are culturally sensitive.

As reported in a Chronicle of Higher Education article, the plan by a faculty panel called the Race, Culture, Class, and Gender Task Group is chock full of language that pushes conservative buttons, including a call for prospective teachers to"be able to discuss their own histories and current thinking drawing on notions of white privilege, hegemonic masculinity, heteronormativity, and internalized oppression."

Some of its critics have themselves turned to fairly strong language, with one local radio host alleging that the education school is "one step away from advocating gas chambers for conservatives." Using much more measured language, the Foundation for Individual Rights in Education has said the changes called for by the plan would violate the U.S. Constitution by imposing ideological requirements on students at the education school.

Jean K. Quam, dean of the university's College of Education and Human Development, has stressed that the plan simply represents a set of ideas that the university has yet to act upon. Its basic goal, she says, is simply to ensure that tomorrow's teachers are equipped to handle the many forms of diversity they are likely to encounter in classrooms.

Wednesday, December 2, 2009

Federal Appeals Court Hears Challenge to Affirmative Action Preference Bans

A three-judge panel of the U.S. Court of Appeals for the Sixth Circuit heard oral arguments last month in a legal challenge to the ban on affirmative-action preferences adopted by Michigan voters in 2006.

The case involves two lawsuits that have been consolidated into one. One of the two was filed on behalf of students, faculty members, and prospective applicants to Michigan's public universities, with the plaintiffs' legal team including lawyers from the NAACP Legal Defense and Educational Fund, the Detroit branch of the NAACP, and the American Civil Liberties Union. The other lawsuit was brought by the Coalition to Defend Affirmative Action, Integration, and Immigrant Rights and Fight for Equality by Any Means Necessary, an activist group, known as BAMN, that played a significant role in fighting both Michigan's Proposal 2 and California's Proposition 209.

As discussed in depth here in The Chronicle of Higher Education, the plaintiffs appear to stand a good chance of success, at least initially. Two of the three judges handling the case at this level--Ransey Guy Cole Jr. and Martha Craig Daughtrey--are nominees of President Bill Clinton who have liberal reputations and were members of the Sixth Circuit majority that upheld the Michigan law school's policies in Grutter. The third member of the panel, Judge Julia Smith Gibbons, was nominated by President George W. Bush but has a reputation as one of the court's more moderate Republican nominees.

How the plaintiffs will fare in the long run is another matter. Regardless of how it rules, the three-judge panel's decision is almost certain to be appealed to the full Sixth Circuit, whose membership tilts conservative.

Both of the joined lawsuits argue that the Michigan measure discriminates against minorities by leaving them uniquely burdened in the political process. While other Michigan constituencies, such as Upper Peninsula residents, can seek greater access to universities by merely appealing to officials of those institutions to favor them, minority residents who seek the reinstatement of race-conscious admissions policies to gain greater access must first pull off the difficult feat of getting voters in that predominantly white state to repeal its preference ban.

Thursday, October 8, 2009

Naval Academy Accused of Illegally Retaliating Against Affirmative Action Critic

As reported at length today in an article in The Chronicle of Higher Education, the U.S. Naval Academy has been accused by one of its professors of illegally retaliating against him for publicly alleging its affirmative-action policies violate the law.

Bruce E. Fleming, a civilian who works at the academy as a professor of English, says he has filed a federal whistleblower complaint alleging that top administrators there denied him a deserved merit-pay raise in retaliation for his criticisms of the institution's minority admissions policies. Mr. Fleming drew widespread media attention after arguing in an editorial published in a local newspaper that the academy essentially operates a separate, less-demanding admissions track for minority applicants, in violation of legal guidelines set forth by the U.S. Supreme Court.

Mr. Fleming's complaint he was not given a deserved raise is not simply a matter of having a different subjective asssessment than top academy officials of his worth. He is claiming that his colleagues and department chair recommended him for a substantial raise, and higher-ups disregarded normal procedures--and his solid performance review and high performance ranking among his colleagues--to avoid giving him any raise at all.

The Naval Academy, which has denied Mr. Fleming's past criticisms of its admissions policies, is not commenting on his allegations of retaliation, saying that as a matter of policy it does not discuss such personnel matters.

Tuesday, September 22, 2009

Plaintiffs in Lawsuit Against U. of Texas Take Their Case to the Fifth Circuit

The plaintiffs in a lawsuit challenging the revival of race-conscious admissions policy at the University of Texas at Austin have taken their case to the U.S. Court of Appeals for the Fifth Circuit.

A terse formal notice of appeal filed in the Fifth Circuit Court this month says simply that the two plaintiffs--white students that the university had rejected--are appealing the August 17 decision by U.S. District Court Judge Sam Sparks to throw out their challenge to the university's admissions policy. Lawyers for the two students are expected to file briefs giving their reasoning for the appeal in the coming weeks.

As discussed in greater depth in an article in The Chronicle of Higher Education, Judge Sparks held in his August 17 ruling that he was dismissing the lawsuit because the university's race-conscious policy was narrowly tailored to achieve a compelling government interest, and therefore constitutional. The lawsuit argues that the university should not be allowed to return to considering applicants' race because it already has in place a race-neutral means of achieving diversity on campus, a requirement under state law that it admit any Texas student in the top 10 percent of his or her high school class.

Lawyers for the students had been characterizing Judge Sparks as unfriendly to their side since May of 2008, when he refused to order the university to re-evaluate the two students' application in a race-neutral manner based on his belief that they had little chance of prevailing. The Fifth Circuit appeals court, by contrast, in 1996 issued one of the harshest judicial denunciations of race-conscious admissions produced by a federal court so far, its Hopwood decision striking down race-conscious admissions at the University of Texas law school with language repudiating the idea that such admissions were constitutionally justified by the diversity they produced. As recounted in detail in Color and Money, Texas lawmakers adopted the 10-percent law in response to the Hopwood ruling, which was subsequently overturned by the U.S. Supreme Court's 2003 Grutter decision upholding the diversity rationale for such policies (but holding that race-neutral alternatives must be considered.)

The so-called "Texas Ten Percent Law" was watered down somewhat in May, when state lawmakers voted to cap the number of students automatically admitted to UT-Austin under it at 75 percent of each entering freshman class. If the challenge to race-conscious admissions prevails, state lawmakers will likely come under renewed pressure to preserve the 10-percent law. That measure is widely supported by many black, Hispanic, and rural legislators, but it is strongly opposed by many representatives of wealthy suburbs where competition from others from privileged backgrounds makes it harder for students to rank in the top tenth of their classes.

Monday, July 27, 2009

New Study Appears Likely to Complicate the Debate Over Legacy Admissions

A new study of alumni of a selective research university concludes that families can feel inclined to donate to such institutions for reasons that extend well beyond simply trying to increase the likelihood of their children getting in.

Having a child approaching college age does appear to make alumni predisposed toward generosity toward their alma maters: The probability of alumni's making gifts increased by 12.9 percentage points if a child of theirs attended, and those gifts were about 48 percent larger than the ones given by alumni without family connections.

But other family ties also appeared to influence giving, in ways that could not easily be attributed to a desire to secure an applicant an advantage. Having a parent, aunt or uncle, or mother-in-law or father-in-law who graduated from the same institution all appeared to make alumni significantly more likely to donate, and those with a sibling who attended the same college, while no more likely than others to donate, tended on average donate more.

See the Chronicle of Higher Education Web site for a full summary of the study by Jonathan Meer, a Stanford University doctoral student who recently accepted a position as an assistant professor of economics at Texas A&M University at College Station, and Harvey S. Rosen, a professor of economics and business policy at Princeton University and co-director of Princeton's Center for Economic Policy Studies.

Wednesday, July 8, 2009

Arizona to Vote on a Ban on Affirmative-Action Preferences in 2010

Arizona lawmakers have agreed to put a proposed constitutional amendment curtailing the use of affirmative-action preferences on the ballot next year.

With the state legislature's decision last month to put the measure before voters, Arizona becomes the first state to have such a measure put on the ballot through legislative action rather than a citizen petition drive. The campaign on behalf of the measure had tried using the petition-gathering route to put it before voters last November, but they failed to gather enough signatures by a state-imposed deadline.

The Arizona referendum calls for the state Constitution to be amended to ban public colleges and other state and local agencies from granting preferential treatment based on race, sex, color, ethnicity, or national origin in employment, contracting, and education-related decisions. It is very similar in its wording to the measures that have been adopted by California, Michigan, Nebraska, and Washington State and to a measure which failed narrowly in Colorado last fall.

Many political analysts believe the Arizona measure should pass easily, especially given that state's fairly conservative political climate and tensions there over immigration.

Tuesday, June 2, 2009

U. of Illinois Takes Heat for Lowering the Bar for Applicants with Clout

Officials at the University of Illinois are scrambling to deal with the fallout from a series of Chicago Tribune articles exposing how the institution maintained a "shadow admissions system" opening its doors to subpar applicants backed by lawmakers and university trustees.

As the book Color and Money makes clear, the University of Illinois is hardly alone in systematically lowering the bar on behalf of applicants with political connections. College lobbyists in state capitals say they must routinely accept requests to grease the skids for certain applicants from the state lawmakers that their institutions rely on for funds. College lobbyists in Washington similarly field requests from members of Congress to help applicants who might not gain admission on their own.

Two of the university administrators who oversaw the admissions practices examined in the Tribune investigation--the current president of the University of Illinois, B. Joseph White, and the former chancellor of university's Champaign-Urbana campus, Nancy Cantor--had maintained a similar mechanism for helping favored applicants circumvent merit-based admissions in their previous positions at the University of Michigan at Ann Arbor. Under the point-based undergraduate admissions system ultimately rejected by the U.S. Supreme Court in its 2003 Gratz v. Bollinger decision, Michigan reserved the right to award any applicant a 20-point bonus--the equivalent of the different between a 3.0 GPA and a 4.0 GPA--on its 150-point scale. No formal justification for the bonus awards was given.

The Chicago Tribune first exposed clout-based admissions at the University of Illinois in an article published May 29. That article, based on an examination of university records obtained through the state's Freedom of Information Act, described how the university classified applicants with the backing of powerful people as "Category I," and admitted some of the objections of its own admissions officers while quietly reversing the rejections of others.

In summarizing its key findings, the newspaper said:

--University officials recognized that certain students were underqualified--but admitted them anyway.
--Admissions officers complained in vain as their recommendations were overruled.
--Trustees pushed for preferred students, some of whom were friends, neighbors and relatives.
--Lawmakers delivered admission requests to U. of I. lobbyists, whose jobs depend on pleasing the lawmakers.
--University officials delayed admissions notifications to weak candidates until the end of the school year to minimize the fallout at top feeder high schools.

The article noted that about half of this year's 160 Category I applicants have ties to state lawmakers, and "a 2009 log managed by the university's government affairs office tracked nearly 80 applicants pushed by politicians."

Accompanying the article were internal university e-mails revealing that administrators regarded many of the applicants they were admitting as well below par, and that the university's law school also admitted subpar applicants with clout. Among the undergraduate applicants who had rejections reversed was a relative of convicted influence peddler Tony Rezko whose case was championed by then-Gov. Rod Blagojevich.

In a separate article published on May 31, the Tribune described how former governors Blagojevich and James Thompson leaned on gubernatorially appointed trustees to get applicants admitted. A related May 31 article describing the mechanisms through which politicians got applicants admitted tells of "an ongoing power struggle between educators who want to protect the integrity of the state's most prestigious public university and administrators who also feel compelled to appease powerful lawmakers."

University officials initially downplayed the role that the so-called "clout list" played in admissions. In the face of widespread outrage, however, they quickly pledged to clean up the process. On June 1 the university told the newspaper it was suspending the use of a clout list in the admissions process and setting up a task force to find ways to rid the admissions process of undue political influence.

Monday, May 25, 2009

Peter Schmidt's AlterNet Essay--and His Response to Its Critics

From Peter Schmidt:

On Saturday, May 23, the Web site AlterNet published an essay in which I argued that selective colleges bear some responsibility for our current economic crisis because their admissions policies reward and encourage unethical behavior and their graduates account for a disproportionate share of those in positions of economic or political power. The essay was widely e-mailed and republished and generated a lot of discussion on the Internet. The responses to it included amens and applause, ad hominem attacks on me and my educational background by people who know little about me and absolutely nothing about my educational background, and critiques that, in some cases, were thoughtful.

The ad hominem attacks don't deserve a response other than to say it is sad to see people who claim Ivy League degrees or positions as tenured professors incapable of coming up with anything better.

Common courtesy demands that I give those who applauded my essay my thanks.

The criticisms that I found relevant and at least somewhat worth taking seriously deserve an answer. The AlterNet piece is reprinted immediately below, and my response to its critics follows.

Elite Colleges Are Promoting a Culture of Selfish, Cutthroat Behavior and We Are All Paying the Price

By Peter Schmidt
Like many of us, the nation's elite colleges and universities have taken a financial beating over the past year.

Among them, Harvard, Yale, Princeton and Stanford all watched their endowments shrink by about 20 percent as a result of investment losses.

Despite all their brainpower, such institutions appear to have failed to learn what every simple farmer knows: you reap what you sow. Elite colleges and professional schools bear a share of the blame for the economic crisis that now plagues them, because it is they who educated and bestowed academic credentials upon many of those who got us into this mess.

It should come as no surprise to them that many on Wall Street and in Washington have proven ethically bankrupt and without regard for people of lesser means, because their admissions policies have done much to ensure such a result.

In determining which applicants they will admit and put on the fast track, most elite higher-education institutions systematically favor people from privileged backgrounds who display selfish, cutthroat behavior. The results are campus environments where disregard for society is socially accepted, where bad people are encouraged to become worse.

Consider, for starters, how most such institutions rely on standardized admissions tests such as the SAT, even though they know perfectly well that the nation's massive test-preparation industry has severely compromised the reliability of such instruments, turning them into tools for measuring, as much as anything, wealth and willingness to seek unfair advantage.

Test-preparation programs make people better test-takers not better prospective students. They raise scores mainly by teaching various test-taking tricks, such as how to quickly spot the "sucker" answers to a multiple-choice question to improve the odds of guessing correctly. Yet many are effective enough to offer those families that can afford their fees -- typically, $500 to $1,000 -- a chance to buy their children enough extra points to transform many from also-rans into shoo-ins.

In turning a blind eye to the widespread tainting of admissions test scores, higher-education institutions argue that they lack better mechanisms for efficiently judging applicants from high schools of sharply varying quality. But many education researchers disagree and say some alternatives to such tests, such as admissions systems that give substantial weight to class rank or samples of each applicant's work, are more reliable predictors of applicants' academic performance.

Moreover, selective colleges have ulterior motives for relying on standardized admissions tests that have nothing to do with academic considerations and everything to do with their bottom lines. The more high-scoring students they admit, the higher their "selectivity" ratings in the college-ranking guides that help determine how many applicants knock on their doors each year. And not only is sifting through applications based on test scores a lot cheaper than hiring enough people to consider each candidate carefully, but relying on such scores helps skew the process in favor of wealthier applicants, who will not need financial assistance and are likely to donate generously down the road.

If young people find that artificially inflating their test scores isn't enough to get them into a choice college, they always have the option of having someone bribe their way in with a big donation.

Selective colleges are so happy to have their palms greased in such a manner that some make little effort to hide how much they lower the bar for applicants connected to generous alumni and other contributors. To improve their odds of having favors done for them by people in positions of power, many selective higher-education institutions also admit mediocre applicants at the request of state and federal officials.

They let their professors and administrators in on the game by lowering the bar for the children of employees, as a job perk. Despite all of their talk about operating athletics programs to promote sportsmanship, they assure recruited athletes the playing field will be tilted in their favor in the competition for freshman-class seats.

Through such admissions policies, colleges end up giving the nation's high school students crash courses in cynicism. They teach young people that money talks, fairness is for losers, who you know matters more than what you know, and some people are simply entitled to what others may never attain, no matter how hard they work.

Considering how much selective colleges and universities favor applicants who take such lessons to heart, should it surprise anyone that about half of all graduate- and professional-school students admit on surveys to having recently cheated?

Investors take note: MBA candidates have been found to be the biggest cheaters of all, with 56 percent admitting to having cheated in the past year, in a 2006 survey published by the Academy of Management Learning and Education. Many business schools have responded to the latest economic crisis by broadcasting their intent to beef up their ethics classes, but they might as well be promoting sobriety in a bar.

Give George W. Bush credit for this much: He admits to having gotten into Yale through his family connections, and he is quite capable of self-effacing humor. In delivering Yale's 2001 commencement address, he declared: "And to the C students I say, You, too, can be president of the United States."

Although he meant the remark as a joke, he stood as living proof that he was absolutely right, that students who have gotten through the doors of a top college need not perform well there to have other doors opened to them.

Historians of education say the Great Depression shook the nation's faith in its leadership and helped inspire many selective colleges to reform their admissions policies to do more to take in the best students and not just the best-connected.

Our latest economic crisis could inspire similar soul-searching and a renewed emphasis on meritocracy in higher education. But it also could have the opposite effect, prompting selective colleges and universities to even more heavily favor those applicants with cash and connections in an effort to repair their own finances.

If the recent devastation of their endowments should teach such institutions anything, it is that basing their admissions policies on the short-term pursuit of monetary gain is likely to cost them -- and the rest of American society -- dearly down the road.

So far, at least, the more serious critiques of the essay have taken one of four forms: 1) assertions that it places too much faith in meritocracy 2) complaints that it paints elite colleges and their students with too broad a brush 3) allegations of faulty logic 4) allegations that it makes assertions based on no evidence. I'll pick them off here one by one. (Full disclosure: I'll get a marginal commission from Amazon every time you buy a book through one of the links I provide below.)

Re: the assertion the essay places too much faith in meritocracy

I take this criticism more to heart than any. I'm a huge fan of Michael Young's landmark satirical essay, The Rise of the Meritocracy, which makes abundantly clear how a society ruled by those considered "the best"--and therefore confident of their superiority--could indeed be a very brutal place. I'm also well aware that most definitions of "academic merit" in college admissions also tend to be measures of economic and cultural advantage and, in some cases, the willingness of parents to give their children an edge by any means necessary--basic fairness and the good of society be damned. (The second chapter of my book gives a thorough overview of research on this topic.)

But I fail to see how admissions decisions based solely on academic merit would be worse for society than admissions practices that suspend considerations of academic merit in the case of people who have displayed unethical behavior. With a merit-only approach, you get some mixture of people who are smart/essentially decent and people who are smart/unethical and, if Young is right, run the risk of everyone involved being corrupted by belief in their own superiority. With our current admissions policies, you have people who are dim/unethical bumping the smart and ethical out of seats in freshmen classes, thereby enlarging the unethical population on campuses and reducing the enrollments of smart/ethical people who might go on to help hold the unethical in check. Meanwhile, the colleges insist everyone on their campus actually belongs there based on merit, so the perceptions of superiority that Young worries about exist anyway.

It's entirely possible that society may be well-served by selective colleges bending or expanding their definitions of academic merit to accommodate certain populations, such as people who have some unusual talent not measured by traditional academic criteria or people who have done remarkably well given their life circumstances. But I'm not sure I see much societal interest in bending or expanding definitions of merit to accommodate people who pull strings, offer bribes, or might perform well enough on the athletic field to help sell stadium seats. Selective colleges often argue that the money derived through such practices can help fund scholarships for the needy, but I am hard-pressed to think of another American institution that tries to justify accepting bribes or giving in to undue political influence on the grounds that whatever it gains by doing so it uses for some societal good.

Re: complaints that the essay paints elite colleges and their students with too broad a brush

Any careful reader will see that the essay does not argue that all students at elite colleges engage in selfish, cutthroat behavior or that all elite colleges engage in every admissions practice cited as favoring the ethically challenged. To suggest otherwise is to construct a straw man. Plenty of elite college students and graduates who profess idealism and concern for the best interests of society have agreed with my characterization of many students on such campuses without taking my essay the least bit personally.

Critics of the essay likewise themselves grasp at too broad a brush in asserting that I argue that all political leaders or business people responsible for our current economic crisis came out of elite colleges. I simply don't.

Based on research to be discussed later in this blog entry, I will say this much, though: Elite higher education institutions credentialed a disproportionate share of the political leaders and business people responsible for our current economic crisis. Nearly all selective colleges engage in at least a few of the admissions practices my essay describes. And the population of selfish, cutthroat, entitled students found on most such campuses is large to provide considerable social support for such thinking and behavior.

Re: allegations of faulty logic

Every allegation of faulty logic so far directed at this piece has been based on straw men constructed by misconstruing my statements. For example, people have claimed the essay argues that all unethical people come out of elite colleges and therefore everyone enrolled at an elite college is unethical. That's nonsense.

At the core of my essay is a sound deductive argument. It goes like this:

Premise 1 (based on extensive research): Elite higher education institutions educate and credential a disproportionate share of our society's leaders and influence even those who do not pass through their doors.

Premise 2 (also based on extensive research): Many of the admissions practices of elite higher education institutions favor applicants based on displays of unethical behavior and send the clear message that those institutions regard at least some unethical behavior as acceptable.

Conclusion: Elite higher education institutions therefore bear some responsibility for the presence of unethical people in our society's leadership positions.

Re: allegations that the essay makes assertions based on no evidence

I'll acknowledge offhand that the essay makes several assertions without expressly citing the research and data they are based on.

This was partly a function of necessity. The article was a journalistic op-ed, not a book or submission to an academic journal. It is a roughly 1,000-word essay in a world where many newspapers and magazines will not print essays over 600 words. Buttressing every assertion with a full discussion of its factual basis likely would have caused the essay to grow to 5,000 words or more, making it unpublishable and damn near unreadable.

For the record, however, every single assertion in the essay is fully supported by extensive research, much of it discussed in the book Color and Money and on this Web site.

Here's a breakdown of how the essay's key assertions are backed:

The assertion that elite colleges train a disproportionate share of people in positions of economic or political power is supported by several books, studies, and legal documents cited in Color and Money, including:

Michael Useem and Jerome Karabel, “Pathways to Top Corporate Management,” 175–207; Charles L. Cappell and Ronald M. Pipkin, “The Inside Tracks: Status Distinctions in Allocations to Elite Law Schools,” 211–30; both in The High Status Track: Studies of Elite Schools and Stratification (Albany: State University of New York Press, 1990)

Paul W. Kingston and John C. Smart, “The Economic Pay-Off of Prestigious Colleges,” in The High Status Track

Jerome Karabel, The Chosen: The Hidden History of Admission and Exclusion at Harvard, Yale, and Princeton (New York: Houghton Mifflin, 2005).

Anthony P. Carnevale and Stephen J. Rose, “Socioeconomic Status, Race/Ethnicity, and Selective College Admissions,” in America’s Untapped Resource: Low-Income Students in Higher Education, ed. Richard D. Kahlenberg (New York: Century Foundation, 2003).

Briefs submitted to the U.S. Supreme Court by a long list of top corporations, business and professional associations, and retired military leaders in the cases Grutter v. Bollinger and Gratz v. Bollinger.

(To update one set of figures given in my book, it is worth nothing that seven of the 19 presidents inaugurated since 1900 earned their bachelor’s degrees from Harvard, Princeton, or Yale, and all but three attended prestigious colleges or professional schools.)

My assertions regarding selective colleges disproportionately serving students from privileged backgrounds are supported by extensive reporting for The Chronicle of Higher Education, the Carnevale and Rose study cited above, and several reports and books cited in the Chapter 1 of Color and Money, including:

Douglas S. Massey, Camille Z. Charles, Garvey F. Lundy, and Mary J. Fischer. The Source of the River: The Social Origins of Freshmen at America’s Selective Colleges and Universities. (Princeton, NJ: Princeton University Press, 2003)

Danette Gerald and Kati Haycock, Engines of Inequality: Diminishing Equity in the Nation’s Premier Public Universities (Washington, DC: Education Trust, 2006).

My assertions regarding student attitudes at selective higher education institutions are supported by extensive reporting by me and other Chronicle reporters, The Source of the River (cited above), several studies cited in Chapter 5 of Color and Money, and by research conducted for the Center for Academic Integrity.

My assertions regarding selective colleges' reliance on the SAT are backed by extensive Chronicle reporting, research presented at the American Educational Research Association's 2008 annual conference, a recent National Association of College Admissions Conference report, and the following authoritative history of the SAT test:

Nicholas Lemann, The Big Test: The Secret History of the American Meritocracy (New York: Farrar, Straus & Giroux, 1999)

Lemann's book also includes a discussion of the SAT test preparation industry and its impact on scores. For more information on that subject, see David Owen's book None of the Above.

My characterizations of selective college admissions policies are backed by extensive Chronicle reporting and nearly all of the studies and books cited in Chapter 1 of Color and Money (see the links under "Chapter 1" on the right side of the screen). Perhaps the best recent work examining how people use cash and connections to get into specific elite colleges was done by Dan Golden, a Pulitzer-prize winning journalist, for the Wall Street Journal and the book The Price of Admission: How America’s Ruling Class Buys Its Way into Elite Colleges, and Who Gets Left Outside the Gates. William Bowen, a former president of Princeton University, has co-authored several exhaustive studies of the impact of various admissions preferences. They include:

William G. Bowen, Martin A. Kurzweil, and Eugene M. Tobin, Equity and Excellence in American Higher Education (Charlottesville: University of Virginia Press, 2005).

William G. Bowen and Sarah A. Levin, Reclaiming the Game: College Sports and Educational Values (Princeton, NJ: Princeton University Press, 2003).

The research cited above provides just a smattering of the data supporting the AlterNet essay's assertions, which rest on a wide body of empirical data gathered in recent decades. Those interested in locating more can find it by surfing around this Web site.

Wednesday, May 20, 2009

New Report on SAT Test Prep's Effects Is: A) Flawed B) Suspect C) Damning D) All of the Above

A new report on programs that prepare students for college entrance examinations has garnered a lot of attention in the media for two key reasons: It concludes that commercial SAT test preparation programs really don't raise scores all that much, and it finds that many colleges--against the advice of the testing companies and many experts in the college admissions field--are giving substantial weight to small score differences, with some even using certain scores as a cutoff in processing applications.

Colleges themselves might want to ask next year's applicants to download a copy of the report and write an essay responding to it. What conclusions the applicants draw will say a lot about their critical thinking skills. If an applicant wholeheartedly accept its assertion that the average SAT gains derived from enrolling in commercial test preparation programs likely are "in the neighborhood of 30 points," perhaps an elite college is not the best fit for him, and he would be better off somewhere close to home, maybe within bicycling distance.

The author of the report is Derek C. Briggs, an associate professor of quantitative methods and policy analysis at the University of Colorado at Boulder and the chairman of the university's Research and Evaluation Methodology Program. The report was commissioned by the National Association for College Admission Counseling, a Virginia-based organization representing high school counselors, for-profit college counseling providers, and college employees involved in admissions and financial-aid decisions. The association tacked onto the report's cover the caveat that its conclusions are Mr. Briggs' own, but it nonetheless has publicized the report as part of NACAC's efforts to advance "the knowledge base and dialogue about test preparation."

The NACAC press release announcing the report declares: "Report Highlights Test Prep Paradox—Paying for Test Prep Doesn’t Yield Big Returns, But Returns May Still Matter in Light of Admission Practice." Among the major media outlets which ran with the "no big return" assertion were the Washington Post (headline: "Study Sees Small Average Gains from College Test Coaching") and the Wall Street Journal (headline: "SAT Coaching Found to Boost Scores--Barely").

Briggs concludes that SAT test preparation increases scores on the math portion of the test by just 10 to 20 points, and on the verbal portion of the test by just 5 to 10 points. He does not base that conclusion on any new research, but on a review of a tall stack of past studies of the impact of test coaching. Actually, to be precise, he bases his conclusion on just three studies in the stack. He discounted the rest--some of which found score increases from coaching of 100 points or more--as based on small samples that were not representative of the nation's population or as otherwise methodologically flawed.

Two of the three studies that Derek C. Briggs characterizes as valid and pointing to "a consensus position" on the effects of SAT test coaching were performed by none other than Derek C. Briggs. (If his name is otherwise recognizable to people in the field, it is because, far from being a neutral arbiter of such research, he already has established himself as a prominent critic of the idea that SAT coaching works.) Briggs not only put himself in a position to pass judgment on his own research and (surprise surprise) declared his own work rock solid, but he also has declared a consensus based on me-myself-and-I vote counting. The third study that he counts toward that consensus, by Donald Rock and Donald Powers, unsurprisingly reaches the same conclusion he had.

About that only other study in the stack that Briggs found methodologically acceptable: It was sponsored by two organizations which are highly invested, financially and otherwise, in the idea that SAT scores cannot be raised significantly by coaching--the College Board, which owns the SAT, and the Educational Testing Service, which administers it. Powers was a principle research scientist at ETS, and, as the book Color and Money shows, both ETS and the College Board have a history of promoting research that makes their case and squelching research that doesn't.

Powers and Rock identified those students who had received SAT test coaching based on whether the students owned up to it in response to a questionnaire on ETS letterhead sent to them after they had taken the SAT and before they got their scores back. Based on their choice of methodology, one wonders if they would have published a study concluding that married men seldom cheat based on a surveys administered to husbands by wives with revolvers in their hands. As Bob Schaeffer, a spokesman for the watchdog group FairTest, noted in an e-mail:

"The notion that students would respond accurately to a testing company's questionnaire asking whether they had been coaching, especially during the period after they had taken the exam and before scores were reported, is ludicrous. At a minimum, they would wonder how that information would be used. Given fears about the secrecy with which ETS/College Board handle data, might have even believed that ETS could 'flag' scores being sent to colleges to indicate that an applicant had been coached, just as they then did for tests taken with extended time."

To his credit, Briggs acknowledges--albeit in a subtle, after-the-fact sort of way--that the three studies he cites, in talking about the average gains derived from SAT coaching by nationwide samples of students of all backgrounds, mask differences in the effectiveness of programs based on their quality, setting, and duration. He also acknowledges the two cited studies of his own that he cites "suggest that coaching is more effective for students with strong academic backgrounds and high economic status who underperformed on the PSAT."

The implications of this concession are huge. His new report, and the hype surrounding it, are wrongly leading the nation to believe that high-priced SAT test preparation services do not substantially raise the scores of students who participate in them in earnest, when, in fact, the average gains produced by some coaching services quite possibly may be the 100 points or more that other studies have claimed. The "average gains" Briggs' report cites are based on studies that included slackers who dropped out of coaching programs or repeatedly skipped sessions or screwed around and paid no attention to their instructors at all, as well as people who enrolled in ineffective, disreputable programs. If one wants to determine how much weight people lose on Weight Watchers, one should base that study on the weight changes of people who enrolled in Weight Watchers and took it seriously, not on the entire universe of people who have ever declared they are going on a diet and, in some cases, sat down to wolf down that "one last piece of pie."

The idea that families should not waste their money on coaching programs that won't raise scores is a perfectly fine one to get out. But, while NACAC may be well-intentioned in trying especially hard this week to get word out to families who are low- or middle-income (and presumably don't have money to spare), one wonders if the group will be contributing to class-linked gaps in access to selective higher education by so targetting its message. After all, its report, read carefully, suggests the rich might in fact be wise to enroll their children in reputable programs costing $1,000 or more, because such programs are likely to produce gains that will make a difference in the admissions office. SAT coaching already is giving the children of the wealthy enough of an unfair edge in getting into top colleges without broadcasting the message that those of lesser means should not bothering trying to put their children on equal footing.

The results of a survey of colleges contained in the new NACAC report makes clear that, even if the gains derived from test coaching are only in the neighborhood of 30 points on a 1600 point scale, those 30 points can make a lot of difference at some colleges and among students who were high scorers to begin with. Of colleges that use the SAT in evaluating applicants, 21 percent have a rigid cut-off scores. And, at the upper end of the SAT score range, well over a third of colleges said a 20 point increase in an applicant's SAT math score or a 10 point increase in an applicant's SAT verbal score would "significantly improve" their likelihood of gaining admission. Although NACAC and the College Board have advised colleges against giving small differences in SAT scores much weight in admissions decisions, their admonitions appear to be falling against deaf ears. Why? Relying heavily on SAT scores offers selective colleges an inexpensive way to sort through an annual barrage of applications. Taking in high scorers helps colleges boost their rankings in U.S. News and World Report and other college guides. And colleges have an additional, and powerful, financial incentive to depend heavily on the SAT, in that the strong correlation between SAT scores and family wealth means that high scorers are more likely than other applicants to get through college without needing financial aid and to donate generously to their alma maters down the road.

The problem with nearly all research on SAT preparation is that it is hard to find a disinterested party to do it. The College Board and ETS, which make huge sums of money off administering the SAT, know that its very existence is threatened by research showing that the test can be beaten by coaching. The test preparation industry has a financial incentive to argue the SAT can in fact be beaten by coaching and their services will give college applicants a big bounce in their scores. Selective colleges--and the members of organizations like NACAC--have incentives, financial and otherwise, to keep the test around. Advocates of low-income minority students see the SAT as a screening device that favors the white and wealthy, even without SAT coaching being factored into the equation.

It is possible to construct an experiment empirically measuring whether SAT coaching works. Doing so would require randomly assigning students to experimental and control groups and comparing test-to-test changes in the scores of those who had gone through coaching and those who had not. Unfortunately, no such experiment has yet been performed, leaving the nation's parents having to base their decisions on advertisements by test-preparation companies and "research" that may be no more trustworthy.

UPDATE: Bob Schaeffer of FairTest points out that a study involving experimental and control groups of students actually was done back in 1988. It was for a Ph.D. dissertation, and, although it had a fairly small sample, the fact a doctoral student pulled it off suggests the possibility of conducting other such studies on a broader scale. A link to it is here.

Tuesday, May 19, 2009

Study Finds the Brightest and Wealthiest Increasing Concentrated at Top Colleges

Research findings presented last month show that intensifying competition for admission to selective colleges has led to a rising concentration of top students at such institutions.

As discussed in depth in an article on the Chronicle of Higher Education news blog, the new study, presented at the annual conference of the American Educational Research Association, found that students who are high achievers or from high-income families have become scarcer at two-year colleges and noncompetitive four-year institutions in recent decades as they have focused their attention on getting into the best colleges possible.

Michael N. Bastedo, an assistant professor of education at the University of Michigan at Ann Arbor, and Ozan Jaquette, a doctoral candidate at Michigan, based their analysis on data from three nationally representative, long-term surveys: the High School and Beyond Survey of 1980, the National Educational Longitudinal Survey of 1988, and the Educational Longitudinal Survey of 2002. They focused on students who completed high school in 1972, 1982, 1992, and 2004, analyzing changes over time in the relationship between socioeconomic stratification, precollege academic preparation, and the colleges where students end up.

The researchers’ analysis was rooted in “signaling” theory, which holds that education credentials distinguish their holders from competitors for jobs, and the value of a credential is inversely related to the proportion of job applicants possessing it.

Tuesday, May 12, 2009

How Researchers Classify Biracial Subjects Skews Study Results

The manner in which researchers classify biracial subjects can seriously skew their results, according to a study presented last month at the American Educational Research Association's annual conference and discussed in depth in a Chronicle of Higher Education article.

The authors of the study are Karen Kurotsuchi Inkelas, an associate professor of college-student personnel at the University of Maryland at College Park; Matthew Soldner, a doctoral student at Maryland; and Katalin Szelényi, an assistant professor of education at the University of Massachusetts at Boston. They conducted their analysis using data on more than 22,000 undergraduate students at 49 colleges gathered as part of the 2007 National Study of Living-Learning Programs, which uses a survey instrument that lets students identify with as many races and ethnicities as they please.

The researchers crunched their numbers using three commonly used approaches to classifying biracial and multiracial students.With one approach, they classified subjects who belong to two or more racial or ethnic groups as simply being “biracial” or “multiracial.” With a second approach, subjects who identity with two groups are classified as belonging to the least prevalent one, so that a student who reports being both white and black is designated as black.

Under a third approach, used by the federal Office of Management and Budget, they gave biracial research subjects dual classifications reflecting their backgrounds, such as “white-black” or “white-Hispanic.” For the sake of keeping the number of categories manageable, they disregarded data from any biracial subset that accounts for less than 1 percent of the total sample studied, with the result being that all dual classifications that did not have "white" on one side of the hyphen were excluded from their analysis.

The researchers found that their choice of classification scheme had a profound impact on their results, with some schemes painting a much bleaker picture than others for certain racial or ethnic groups. In using the second approach, for example, and classifying students who had identified themselves as white and Native American as being Native American, they drastically overestimated the percentage of Native American students who were receiving merit-based aid.

Because each classification scheme had strengths and weaknesses, the researchers concluded “there is no single solution to this empirical dilemma."

Saturday, April 25, 2009

Asian Americans Rebel Against New U. of California Admissions Policy

University of California officials have angered many Asian Americans in that state by adopting an admissions policy tentatively projected to decrease their share of students admitted to UC campuses. As discussed in depth here in The Chronicle of Higher Education, Asian American activists have responded to the change by mounting a campaign of resistance involving legislative pressure, threats of litigation, and angry letters and phone calls to the university from Asian-American parents and alumni. The university continued last week to insist that Asian Americans' fears of being disadvantaged by the new admissions policy are overblown, but Asian American activists and the state legislature's Asian American and Pacific Islander caucus weren't buying it.

Wednesday, March 4, 2009

Color and Money Author Wins National Award for Writing on Education Research

The Education Writers Association has given a national award to Color and Money author Peter Schmidt for his reporting on education research as a Senior Writer for The Chronicle of Higher Education.

The association gave Schmidt a special citation for beat reporting for 2008 articles on education research dealing with black men in college, colleges' increased reliance on part-time instructors, affirmative action, remedial education, and selective colleges' reliance on the SAT test.

Monday, March 2, 2009

Yale Plans to Halt "Ethnic Counselor" Program

Yale University’s undergraduate college plans to cease maintaining a force of “ethnic counselors” to help minority freshmen adjust to their first year of college.

Yale College now assigns 13 seniors to work with freshmen from racial or ethnic minority groups, while an additional 78 seniors serve as residential student counselors for the broader freshmen population. The planned overhaul of its counseling efforts calls for the ethnic counselors to be merged into the broader counseling force, which will be provided with intercultural training and expanded. University officials have said the new counseling force will be better able to serve students who are not necessarily members of minority groups but face challenges in adjusting to Yale.

An article on The Chronicle of Higher Education news blog discusses the move, and student reactions to it, in more depth. It includes a prediction by Gwendolyn Dungy, executive director of the National Association of Student Personnel Administrators, that other colleges will cut back on their ethnic counselor forces in the coming months. Unlike Yale, however, many of the others will make such moves as part of efforts to shrink their payrolls in response to financial pressures.

Monday, February 16, 2009

Public College Presidents Put on Notice They Might Be Held Personally Liable for Illegal Speech Codes

A prominent free-speech advocacy group has stepped up its campaign to limit the speech codes that many colleges rely on partly to ensure their minority students feel comfortable on campus.

As discussed in detail in a recent article in The Chronicle of Higher Education, the Philadelphia-based Foundation for Individual Rights in Education (FIRE) is turning the heat up on public colleges' presidents and chancellors by warning them that they can be held personally liable by the courts if their institution's speech code violates the First Amendment.

FIRE has sent registered letters to officials at 266 public colleges telling them it regards their speech codes as problematic. The letters cite 1982 Supreme Court ruling, in the case Harlow v. Fitzgerald, which held that government officials have immunity from personal liability for their actions only "insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Having, through standard certified mail procedures, formally acknowledged receipt of the letters in their hands, the college officials can no longer claim ignorance if sued over their speech policies, the letters say.

Monday, February 9, 2009

Obama Announces Surprise Pick to Enforce Civil-Rights Laws in Education

When the Education Department last week announced President Obama's nominee to head up its enforcement of civil-rights laws, the reaction from some lawyers for colleges or civil-rights groups was a puzzled "Who?"

His pick as the department's assistant secretary for civil rights, Russlynn Ali, is known mainly for her work with organizations focused on trying to reform K-12 education. As discussed in detail in an article on the Chronicle of Higher Education news blog, she is vice president of the Education Trust and executive director of its West Coast-based partner organization, Education Trust-West. Although both groups are focused on helping Hispanic, black, Native American, and low-income students, they do so by promoting high academic achievement, not by advocating civil rights.

Ms. Ali previously served as liaison to the president of the Children's Defense Fund and as chief of staff to the president of the Los Angeles Unified School District Board of Education. Her last major stint focusing on civil-rights laws was a position as deputy co-director of the Advancement Project, a Washington-based advocacy group that describes itself as dedicated to promoting racial justice.

Despite her having much less of a reputation as a civil-rights advocate than as an education activist, William L. Taylor, chairman of the Citizens Commission on Civil Rights, told the Chronicle he welcomed the selection of Ms. Ali, saying "I think she is a strong advocate for children."

Thursday, January 29, 2009

Nebraska Ban on Affirmative-Action Preferences Upheld in State Court

A state court has upheld Nebraska's new ban on the use of affirmative-action preferences by public colleges and other state agencies.

As reported on The Chronicle of Higher Education news blog, Judge Karen Flowers of Lancaster County court ruled against Nebraskans United, a group that led opposition to the measure, in a lawsuit alleging improprieties in how signatures were gathered to get it on the ballot. She held that, contrary to Nebraskans United’s claims, “the facts do not support a finding that there was any pervasive pattern and practice of fraud, misinterpretation, or deception” in the petition-gathering process.

The Nebraska measure was approved by 58 percent of the state's voters in the November election.

Sunday, January 25, 2009

Many Qualified Low-Income Students Don't Apply to Selective Colleges, Study Finds

Thousands of students from low-income families fail every year to apply to selective colleges that would accept them and likely offer them aid, according to the results of a study described recently in The Chronicle of Higher Education.

The researchers behind the study--Caroline M. Hoxby, a professor of economics at Stanford University, and Christopher N. Avery, a professor of public policy at Harvard University--based their analysis on five years of data on SAT-takers, as well other information that enabled them to roughly ascertain students' incomes. In one typical year, they found, about 21,000 students from low-income families achieved at high enough levels to gain admission to a college classified as selective, but fewer than 40 percent applied to one.

The researchers are tentatively pointing a finger at geography as one of the major forces holding students back. They have found indications that the high-achieving, low-income students least likely to apply to selective colleges are those living in small towns and rural areas where their families, teachers, and counselors are less likely to have easy access to information about selective colleges.

Monday, January 5, 2009

Colleges Accused of Shirking Obligation to Seek Alternatives to Affirmative Action

An article slated for publication in the Catholic University Law Review argues that many colleges have largely disregarded the U.S. Supreme Court’s admonition to seriously consider other options before using race-conscious admissions policies.

As summarized in a posting on the Chronicle of Higher Education news blog, the article notes that the majority opinion in the Supreme Court’s 2003 ruling in Grutter v. Bollinger, involving the University of Michigan’s law school, held that colleges must first give “serious, good-faith consideration” to “workable, race-neutral” alternatives to achieving diversity if their race-conscious admissions policies are to be considered narrowly tailored to promoting a compelling government interest.

But colleges have received little or no guidance from the courts or federal government on how to meet such a requirement, and as a result they “appear to be floundering,” the article says.

The authors are George R. LaNoue, a professor of political science and public policy at the University of Maryland-Baltimore County, and Kenneth L. Marcus, a visiting professor at the City University of New York’s Baruch College who served as staff director of the U.S. Commission on Civil Rights from 2004 until this year and as a top lawyer in the Education Department’s Office for Civil Rights before that. —Peter Schmidt